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Head of Compliance
A leading Specialty Insurer within the London Insurance market is seeking a Head of Compliance to lead the design & implementation of its compliance framework.
Purpose of the Role
- The Head of Compliance will oversee all compliance activity across the business, ensuring adherence to FCA, PRA, and Lloyd’s standards.
- Working closely with senior management, this individual will play a key role in embedding a strong compliance culture and ensuring the business maintains effective systems and controls aligned to regulatory expectations.
Duties
- Lead regulatory workstreams associated with establishing a Lloyd’s Managing Agency.
- Act as the primary liaison with the PRA, FCA, and Lloyd’s for all related
- Lead the compliance function across all Lloyd’s and company market operations.
- Provide expert advice to business leaders on regulatory matters and emerging risks.
- Design and maintain a Compliance Monitoring Plan and training framework.
- Ensure compliance with Conduct Risk and Consumer Duty requirements.
- Partner with Underwriting, Operations, Finance, and IT to embed compliance into all operational processes.
- Represent the business at industry forums and maintain strong relationships with market regulators.
Skills & Experience
- Proven experience in a senior compliance role within the London insurance market.
- Strong understanding of FCA, PRA, and Lloyd’s regulatory frameworks.
- Excellent communication and stakeholder management skills.
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Registered office:
Bevis Marks House, 24 Bevis Marks, London EC3A 7JB, United Kingdom
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